Business Decisions in a Highly Regulated World

Capstone is uniquely positioned to advise corporate clients in highly regulated industries. Our core policy analysis capabilities allow us to create value-added growth strategies, whether organic or acquisition focused. We provide corporate clients with real-time policy analyses of legislative and executive branch actions that could present opportunities or create challenges.

 

Capstone provides consistent analyses of decisions critical to the financial sector made by regulators, including the Federal Reserve, Department of Treasury, Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Department of Housing and Urban Development (HUD) and state regulators.

 

Capital Strategy:

  • Advise clients on acquisitions in highly regulated industries.
  • Provide comprehensive regulatory due-diligence for acquisitions.
  • Advise on capital raises.

Policy and Political Analysis:

  • Provide access for corporate leadership to senior policymakers.
  • Coordinate regular CEO policy trips to Washington, DC and other centers of government to meet with senior policymakers.
  • Provide real-time analysis of key political and policy changes with detailed analysis of industry impact.