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NORTH AMERICA
1401 New York Ave NW, Ste 600
Washington, DC 20005
202-449-9862

HOUSTON
8100 Washington Ave
Houston, TX 77007
202-813-9589

EUROPE
12A Upper Berkeley Street
London, W1H 7QE
44-207-199-5924

ASIA-PACIFIC
7 Bridge Street, Ste 12
Sydney, NSW 2000
614-1782-9750

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The investment adviser or investment adviser representative in question may only transact business in this state if first licensed, excluded, or exempted from the state investment adviser or investment adviser representative licensing requirements; and individualized responses to persons in this state by the investment adviser or investment adviser representative that involve either effecting or attempting to effect transactions in securities, or rendering of personalized investment advice for compensation, will not be made without compliance with the state investment adviser or investment adviser representative licensing requirements, or an applicable exemption or exclusion.