AND

HAVE ACQUIRED

An Independent Provider of Retirement
and College-Savings Plans

BUY-SIDE REGULATORY ADVISOR

HAS ACQUIRED

A Custody and Administrative Solutions
Company for Financial-Services

BUY-SIDE REGULATORY ADVISOR

HAS INVESTED IN

An International Marketplace Lending
Provider for Non-Prime Consumers

INVESTOR REGULATORY ADVISOR

HAS ACQUIRED

A Regulatory COMPLAINCE
SOLUTIONS COMPANY

INVESTOR REGULATORY ADVISOR

HAS INVESTED IN

A Provider of Sand Control and Flow Control Products for Heavy Oil Operators

BUY-SIDE REGULATORY ADVISOR

HAS INVESTED IN

A Leading Provider of
Solar Financing

BUY-SIDE REGULATORY ADVISOR